Compliance Manager
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***New Role: Compliance Manager – Global Investment Manager – Dublin – €60000 – €70000 per year***
Our leading Investment Management client, based in Dublin, are looking to make a permanent hire as a Post Trade Compliance Manager for their Dublin office. This is a newly established operation in Dublin with strong growth trajectory for the future.
Responsibilities
- Perform compliance risk assessments using a risk- based approach to determine the focus of monitoring and advisory activities.
- Execute the compliance monitoring plan.
- Work with the group CCO as required to support group initiatives.
- In conjunction with the other named DPs, assist with the execution of the delegate oversight requirements including review/approval of delegate policies where applicable.
- Coordinate and lead specific compliance projects including review and implementation of new regulations within the entity.
- Oversee investment breaches/operational risk events log for potential compliance issues.
- Assisting with review of marketing/registration approvals and regulatory notifications.
- Review product governance and product range, consider impact of AIFMD/UCITS marketing.
Requirements
- The successful candidate will have demonstrable experience in a Compliance role, ideally in the Asset Management industry.
- Should have significant experience in regulations/guidance issued by the CBI and other relevant European regulatory bodies (ESMA).
- A thorough understanding of the Central Bank of Ireland’s Fund Management Company Guidance (CP86) requirements, AIFMD, UCITS.
- AML/CDD/KYC knowledge and experience.
- Ideally have experience of dealing with and managing the CBI relationship including day to day matters as well as thematic reviews.
- Strong report writing skills.
For further information, please contact Andrew in confidence on 086 8111 821 or apply for this position.
Consultant
Andrew Delaney
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