Compliance Manager

Apply now

Job description

***New Role: Compliance Manager – Global Investment Manager – Dublin – €60000 – €70000 per year***

Our leading Investment Management client, based in Dublin, are looking to make a permanent hire as a Post Trade Compliance Manager for their Dublin office. This is a newly established operation in Dublin with strong growth trajectory for the future.

Responsibilities

  • Perform compliance risk assessments using a risk- based approach to determine the focus of monitoring and advisory activities.
  • Execute the compliance monitoring plan.
  • Work with the group CCO as required to support group initiatives.
  • In conjunction with the other named DPs, assist with the execution of the delegate oversight requirements including review/approval of delegate policies where applicable.
  • Coordinate and lead specific compliance projects including review and implementation of new regulations within the entity.
  • Oversee investment breaches/operational risk events log for potential compliance issues.
  • Assisting with review of marketing/registration approvals and regulatory notifications.
  • Review product governance and product range, consider impact of AIFMD/UCITS marketing.

Requirements

  • The successful candidate will have demonstrable experience in a Compliance role, ideally in the Asset Management industry.
  • Should have significant experience in regulations/guidance issued by the CBI and other relevant European regulatory bodies (ESMA).
  • A thorough understanding of the Central Bank of Ireland’s Fund Management Company Guidance (CP86) requirements, AIFMD, UCITS.
  • AML/CDD/KYC knowledge and experience.
  • Ideally have experience of dealing with and managing the CBI relationship including day to day matters as well as thematic reviews.
  • Strong report writing skills.

For further information, please contact Andrew in confidence on 086 8111 821 or apply for this position.

Consultant

Andrew Delaney

Andrew Delaney

Apply now

* Required

Upload your CV/resume or any other relevant file. Max. file size: 8 MB.
Our company is compliant with the General Data Protection Regulation (GDPR) and in our capacity as Data Controller, we strictly abide by GDPR when processing personal data. By continuing you agree to our Privacy Policy and Data Retention Policy

View all jobs